Investment Compliance Systems Expertise

Keeping up with regulatory requirements means having efficient compliance systems in place and maintaining those systems so that they are working as intended.  Automated compliance systems require specialized knowledge to accurately code rules and ensure optimum system performance.

IMP consultants have experience in all of the market-leading systems and can help in the following areas:

  • Pre-trade and real-time investment compliance
  • Review and testing
  • Implementation
  • Integration
  • Compliance system upgrades

Compliance Systems Consultants

IMP can help your firm select the best product or get more use out of the product or custom solution you have. We combine deep compliance expertise with technical experience to ensure an efficient, comprehensive solution. We also offer compliance support for in-house programs and for regulatory reporting, such as Form PF.

IMP's consultants have hands-on experience with market-leading compliance systems such as:

  • Charles River Development Investment Management System (CRIMS)™
  • Fidessa Sentinel© (part of the Capstone suite of products)
  • Linedata Compliance© LDC
  • Blackrock Solutions Aladdin© Compliance module
  • Bloomberg™ AIM CMGR
  • SS&C Advent Rules Manager

Learn more about compliance systems support

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