Gigi Szekely, Managing Director, to Share Insights on Due Diligence of Third Parties
BOSTON, MA – October 30, 2015 - - IMP Consulting today announced that the company will participate and provide its leadership and expertise in compliance at the National Society of Compliance Professionals (NSCP) 2015 Conference. Gigi Szekely, Managing Director, Compliance at IMP, will be joining the panel, Due Diligence of Third Parties from 3:45 PM -5:00 PM on Monday, November 2nd.
Ms. Szekely, a seasoned compliance executive, with over 15 years of senior management experience, will share her insights on the following topics:
• Importance of due diligence
• Elements of initial due diligence
• Conducting due diligence and oversight on vendors and other third parties
• Creating and managing documentation files
"As a vendor that supports the investment management efforts of our clients, we expect them to conduct the upmost due diligence,” noted Gigi Szekely, Managing Director, Compliance at IMP. “The risk of not having the appropriate oversight in place may lead to regulatory action, financial loss, litigation, and reputational damage.”
NCSP’s National Conference is one of the most comprehensive compliance focused educational offerings within the financial services industry. Each session and workshop is led by experienced industry veterans who focus on the practical implementation of compliance policies and procedures.
IMP will also offer an overview of their Managing Investment Compliance – Best Practices Webinar while exhibiting at Booth #13. To set up a time to speak with Gigi Szekely, please contact IMP Consulting at (617) 314-7415 ext. 103 or email email@example.com.
About IMP Consulting
IMP Consulting helps buy-side investment management firms and hedge funds successfully implement and maintain compliance and trading systems. IMP also offers CLEAR - a recurring Compliance Library Enhancement and Audit Review for the most comprehensive rule testing and analysis. IMP¹s expert resources are uniquely armed with specialized knowledge of regulatory requirements and market-leading compliance systems. Founded in 2004, IMP is based in Boston, Massachusetts. To learn more, please visit www.impconsults.com or call (617) 314-7415.