Webinar to Guide Attendees on How to Ensure Investment Compliance Programs Run Optimally in a Rapidly Evolving Environment
BOSTON, MA – September 15, 2015 – IMP Consulting today announced an educational webinar on compliance best practices titled, “Managing Investment Compliance: Best Practices in an Evolving Environment.” The webinar, co-hosted by State Street and introduced by the National Society of Compliance Professionals (NSCP), will take place on Wednesday, September 16, 2015 at 4:00 p.m. ET and will include a presentation followed by a question-and-answer session.
Lisa Crossley, Executive Director of NSCP will introduce an interactive discussion with Jane Stabile, President of IMP Consulting; Gigi Szekely, Director of Compliance at IMP; Daniel Foley, Product Manager, Investment Compliance at State Street Global Services; and Dan Gillespie, Vice President of Specialized Products at State Street, as they discuss what asset owners, asset managers and compliance professionals need to know to ensure that their compliance program is performing optimally.
“For many firms, transaction volumes have grown steadily over time and securities have become more complex against the backdrop of a dynamic regulatory environment,” said Gigi Szekely, Director of Compliance at IMP. “Without a rigorous, annual testing of the automated library and supporting data, the results portfolio managers and compliance teams rely upon are statistically likely to harbor error rates of 25% or more.”
Additional topics of discussion during the presentation will include solutions for libraries that have become difficult to manage, benchmarking data developed by State Street, key methods for rule testing and the top considerations for implementing and maintaining SaaS solutions.
Learn more at www.impconsults.com or Register for the Managing Investment Compliance Webinar.
About IMP Consulting
IMP Consulting helps buy-side investment management firms and hedge funds successfully implement and maintain trading and compliance systems. IMP also offers advisory services, system review and selection, and management of outsourcing projects. Known for their deep subject matter expertise in OMS, EMS, Compliance and Accounting Systems, IMP's Consultants understand the commercial landscape and have broad, hands-on experience with the world's leading investment software products. To learn more, please visit www.impconsults.com or call (617) 314-7415.