Now Streaming: Trade Compliance Through the Lifecycle of a Trade

Thank you to all who attended the webinar “Trade Compliance Through The Lifecycle of a Trade Building an Environment of Trust Between Portfolio Managers & Compliance”, sponsored by IMP Consulting, FrontLine Compliance, and NSCP.

For those of you who were unable to attend the webinar, following is the recording link to the webinar. A PDF of the PowerPoint presentation is available on our Case Studies & Documents page.

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IMP Webinar Featuring State Street Corporation Available On-Demand

Our webinar, Managing Investment Compliance: Best Practices in an Evolving Environment, is now available on-demand! Co-sponsored by NSCP, and featuring expertise from State Street Corporation, this webinar is packed with information for asset managers and asset owners.

Uncontrolled library growth, inconsistent interpretation of mandates, rules that don’t match actual trading activity or regulations, false positives, excessive overrides and data issues are just a few of the reasons that money managers miss violations and risk monetary and reputational loss.  Without a rigorous, annual testing of the automated library and supporting data, the results portfolio managers and compliance teams rely upon are statistically likely to harbor error rates of 25% or more.

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