Webinar & Podcast Gallery

Here you’ll find our series of 20-minute webinars AND podcast episodes on specific topics, e.g. issues with compliance rules that can unexpectedly bite you, troubleshooting reports that aren’t showing what you need, underlying data issues and how to address them, issues with the OMS that impact the front office, etc.

The webinars are designed to offer quick, practical advice to compliance professionals to avoid issues post-crisis.  

 

Our Latest: The Cost of FinTech Consulting

Get actual numbers for the cost of FinTech consulting and ideas for keeping your costs down.

 

Podcast: Wish you knew more about structured products? Listen to Jon Gold, former portfolio manager, talk about the things you’ve always wanted to know.

 

Webinar #1: Managing Risk in Credit Quality Rules

 

Webinar #2: Entity Exposure: Understanding Your Risk

 

Webinar #3: Best Execution

 

Webinar #4 Best Execution: Bond Yield

 

Webinar #5: Liquidity Bucketing

 

Webinar #6: Exposure Explained: An Introduction

 

Webinar #7: Manual Rules: How to Avoid Pitfalls

 

Webinar #8: Pitfalls of OMS Compliance Conversions and How to Avoid Them

 

Webinar #9: Talking the Talk: Understanding Securitized Assets